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Angel One pays SEBI ₹4.28 crore to settle a case over lapses in authorised person oversight

The broker failed to examine orders placed through common IP and MAC addresses for multiple clients, and did not identify trading through another broker

Raccontata daeconomictimes.indiatimes.comthehindubusinessline.com

Confronto fonti

2 prospettive sulla stessa storia
AI · summaries
thehindubusinessline.comStai leggendo2 g fa

Angel One pays SEBI ₹4.28 crore to settle a case over lapses in authorised person oversight

Angel One paga ₹4.28 crore a SEBI per lapses nella supervisione: mancate rilevazioni di fund collection non autorizzate e trading patterns anomali. Il caso dimostra a broker/fintech che regolazione richiede governance robusti (monitoring, pattern detection): negligenza costa decine milioni.

originale
economictimes.indiatimes.com2 g fa

Angel One settles SEBI case with ₹4.28 crore payment

Angel One settled a ₹4.28 crore Sebi case for supervisory lapses: authorized persons collected unauthorized funds and engaged in suspicious trading patterns. The enforcement signals rising regulatory pressure on fintech brokers to strengthen compliance automation and governance systems.

Timeline cronologica

  1. lunedì 15 giugno 2026·economictimes.indiatimes.com

    Angel One settles Sebi proceedings over lapses in monitoring authorised persons, pays Rs 4.28 crore

    Angel One has settled Sebi's adjudication and enquiry proceedings by paying Rs 4.28 crore. The regulator had alleged supervisory and monitoring lapses involving two authorised…

  2. lunedì 15 giugno 2026·thehindubusinessline.com

    Angel One pays SEBI ₹4.28 crore to settle a case over lapses in authorised person oversight

    The broker failed to examine orders placed through common IP and MAC addresses for multiple clients, and did not identify trading through another broker

Leggi questa versione → originale
  • lunedì 15 giugno 2026·economictimes.indiatimes.com

    Angel One settles SEBI case with ₹4.28 crore payment

    Angel One has settled a securities law violation case with Sebi. The company paid ₹4.28 crore to resolve allegations of supervisory lapses. These lapses involved two authorised…