Securities Fraud Investigation Into Guggenheim Strategic Opportunities Fund (GOF) Announced – Shareholders Who Lost Money Urged To Contact The Law Offices of Frank R. Cruz
The Law Offices of Frank R. Cruz announces an investigation of Guggenheim Strategic Opportunities Fund (“Guggenheim” or the “Company”) (NYSE: GOF) on behalf of investors concerning the Company’s possible violations of federal securities laws.
IF YOU ARE AN INVESTOR WHO LOST MONEY ON GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF), CLICK HERE TO INQUIRE ABOUT POTENTIALLY PURSUING A CLAIM TO RECOVER YOUR LOSS.
What Is The Investigation About?
On August 20, 2026, The Bear Cave published a report alleging, among other things, that Guggenheim’s Strategic Opportunities Fund’s monthly distribution of $0.18/share, over 20% annualized on Net Asset Value, is funded in large part by selling new shares at a premium to NAV rather than by portfolio earnings alone. However, the Company's premium to NAV has now compressed to a discount, in part because of a federal investigation into Guggenheim’s CEO, Mark Walters. The report notes “[t]he FBI has seized his devices” and has “been investigating Walter’s asset management arm and two insurers he owns,” including a recent “grand jury subpoena [of] those insurers over whether billions of dollars of their holdings had gone to Walter’s other companies.”
