Smith Micro Files Registration Statements Relating to Previously Issued Securities and Equity Incentive Plan
The Company is not offering shares to investors pursuant to the registration statements
Smith Micro Software, Inc. (Nasdaq: SMSI) announced the filing with the Securities and Exchange Commission (“SEC”) of (i) a registration statement on Form S-1 solely to register for resale shares of common stock underlying securities previously issued in the Company’s financing transaction completed and disclosed in June 2026 and (ii) a registration statement on Form S-8 to register additional shares for issuance under the Company’s Amended and Restated Omnibus Equity Incentive Plan, as amended (the “Plan”). No additional securities are being issued by the Company to investors at this time, and stockholders will not experience any dilution as a result of these filings. The Form S-1 registration statement solely relates to shares issuable upon exercise of previously disclosed common stock purchase warrants and is being filed to satisfy contractual registration rights granted in connection with the Company’s June 2026 financing transaction. The Form S-8 registration statement solely relates to registering additional shares for issuance under the Plan, following stockholder approval at the Company’s 2026 annual meeting of an amendment to the Plan authorizing these additional shares. Additional information regarding the original financing transactions, the Plan, and the securities covered by the registration statements may be found in the Company’s prior SEC filings.
