Some senior executives linked to the firms are also facing regulatory or legal scrutiny
00:00/00:00
您的浏览器不支持 audio 标签。
Listen to this article
1x
China’s securities regulator has issued warnings to two private equity (PE) firms once central to a controversial bond financing practice known as “structured issuance,” as authorities step up enforcement against a model widely criticized for distorting market pricing and linked to illicit payments.
Concerns grow that some issuers may be terminating ratings to avoid downgrades
Mainland clients of Tiger Brokers, Futu and Long Bridge will only be allowed to sell holdings and withdraw funds during the…
The penalties handed out to leading brokerages are harsh, but Beijing must show it means business as it cleans up China’s capital…
Regulator penalizes mutual fund firms for helping institutions exploit dividend tax exemptions
Beijing targets Futu, Tiger Brokers, and Longbridge with $338M in penalties as China launches its biggest crackdown on offshore…
CSRC cracks down on three brokerages, as overseas stock demand rises on strong US tech earnings and easing Middle East tensions.
